LD 1295
pg. 21
Page 20 of 67 An Act To Enact the Uniform Mediation Act Page 22 of 67
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LR 464
Item 1

 
the privileges under sections 10004 to 10006 do not apply to the
mediation or part agreed upon. However, sections 10004 to 10006
apply to a mediation communication made by a person that has not
received actual notice of the agreement before the communication
is made.

 
REPORTER'S NOTES

 
1. In general.

 
The Act is broad in its coverage of mediation, a departure
from the common state statutes that apply to mediation in
particular contexts, such as court-connected mediation or
community mediation, or to the mediation of particular types
of disputes, such as worker's compensation or civil rights.
See, e.g., Neb. Rev. Stat. Section 48-168 (1993) (worker's
compensation); Iowa Code Section 216.15A (1999) (civil
rights). Moreover, unlike many mediation privileges, it also
applies in some contexts in which the Rules of Evidence are
not consistently followed, such as administrative hearings and
arbitration.

 
Whether the Act in fact applies is a crucial issue because it
determines not only the application of the mediation privilege
but also whether the mediator has the obligations regarding
the disclosure of conflicts of interest and, if asked,
qualifications in Section 9; is prohibited from making
disclosures about the mediation to courts, agencies and
investigative authorities in Section 7; and must accommodate
requirements regarding accompanying individuals in Section 10.

 
Because of the breadth of the Act's coverage, it is important
to delineate its scope with precision. Section 3(a) sets forth
three different mechanisms that trigger the Act's coverage,
and will likely cover most mediation situations that commonly
arise. Section 3(b) on the other hand, carves out a series of
narrow and specific exemptions from the Act's coverage.
Finally, Section 3(c) provides a vehicle through which parties
who would be mediating in a context covered by Section 3(a)
may "opt out" of the Act's protections and responsibilities.
The central operating principle throughout this Section is
that the Act should support, and guide, the parties'
reasonable expectations about whether the mediations in which
they are participating are included within the scope of the
Act.

 
2. Section 3(a). Mediations covered by Act; triggering
mechanisms.

 
Section 3(a) sets forth three conditions, the satisfaction of
any one of which will trigger the application of the Act. This
triggering requirement is necessary because the many different
forms, contexts, and practices of mediation and other methods
of dispute resolution make it sometimes difficult to know with


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