| | 2.__Consent agreements or settlements. Confidential | information may be released in a consent agreement or other | written settlement when the information constitutes or pertains | to the basis of board action. |
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| | 3.__During investigation.__All complaints and investigative | records of the board are confidential during the pendency of an | investigation. Those records become public records upon the | conclusion of an investigation unless confidentiality is required | by some other provision of law. For purposes of this subsection, | an investigation is concluded when: |
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| A.__A notice of an adjudicatory hearing as defined under | Title 5, chapter 375, subchapter 1 has been issued; |
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| B.__A consent agreement has been executed; or |
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| C.__A letter of dismissal has been issued or the | investigation has otherwise been closed. |
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| | 4.__Exceptions.__Notwithstanding subsection 3, during the | pendency of an investigation, a complaint or investigative record | may be disclosed: |
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| B.__To other state or federal agencies when the record | contains evidence of possible violations of laws, rules or | regulations enforced by those agencies or as the board or | the board's designee considers appropriate; |
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| C.__When and to the extent considered necessary by the | director to avoid imminent and serious harm.__The authority | of the director to make such a disclosure may not be | delegated; |
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| D.__Pursuant to rules adopted by the board, when it is | determined__that confidentiality is no longer warranted due | to general public knowledge of the circumstances surrounding | the complaint or investigation and when the investigation | would not be prejudiced by the disclosure; or |
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| E.__To the person investigated on request of that person. | The director may refuse to disclose part or all of any | investigative information, including the existence of an | investigation if the director determines that disclosure | would prejudice the investigation. The authority of the | director to make such a determination may not be delegated. |
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| §1053.__Disciplinary action by the board |
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