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meet the person's obligations as they mature.__The | | administrator may not enter an order against an applicant or | | licensee under this paragraph without a finding of insolvency | | as to the applicant or licensee; |
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| | | H.__Refuses to allow or otherwise impedes the administrator | | from conducting an audit or inspection under section 16411, | | subsection 4 or refuses access to a licensee's office to | | conduct an audit or inspection under section 16411, | | subsection 4; |
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| | | I.__Has failed to reasonably supervise an agent, investment | | adviser representative or other individual if the agent, | | investment adviser representative or other individual was | | subject to the person's supervision and committed a | | violation of this chapter or the predecessor act or a rule | | adopted or order issued under this chapter or the | | predecessor act or engaged in conduct that would be grounds | | for discipline under this subsection within the previous 10 | | years; |
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| | | J.__Is subject to an order entered by a court of competent | | jurisdiction or entered after notice and opportunity for | | hearing by a federal or state licensing agency denying, | | suspending, revoking or restricting the person's license to | | sell real estate, insurance or any investment other than | | securities, provided that the order resulted from | | allegations of misconduct. This paragraph also applies when | | the denial, suspension, revocation or restriction of the | | license is pursuant to a consent agreement between the | | person and the licensing agency, whether or not the agency | | also issues an order; |
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| | | K.__After notice and opportunity for a hearing, has been | | found within the previous 10 years: |
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| | | (1) By a court of competent jurisdiction to have | | intentionally and knowingly violated the laws of a | | foreign jurisdiction under which the business of | | securities, commodities, investment, franchises, | | insurance, banking or finance is regulated; |
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| | | (2) To have been the subject of an order of a | | securities regulator of a foreign jurisdiction denying, | | revoking or suspending the right to engage in the | | business of securities as a broker-dealer, agent, | | investment adviser, investment adviser representative | | or similar person; or |
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