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investor are interwoven with those of either the person | offering the investment, a 3rd party or other investors; and |
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| E.__Includes as an investment contract, among other | contracts, an interest in a limited partnership and a | limited liability company. |
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| | 29.__Self-regulatory organization. "Self-regulatory | organization" means a national securities exchange registered | under the federal Securities Exchange Act of 1934, a national | securities association of broker-dealers registered under the | federal Securities Exchange Act of 1934, a clearing agency | registered under the federal Securities Exchange Act of 1934 or | the Municipal Securities Rulemaking Board established under the | federal Securities Exchange Act of 1934. |
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| | 30.__Sign. "Sign" means, with present intent to authenticate | or adopt a record: |
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| A.__To execute or adopt a tangible symbol; or |
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| B.__To attach or logically associate with the record an | electronic symbol, sound or process. |
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| | 31.__State. "State" means a state of the United States, the | District of Columbia, Puerto Rico, the United States Virgin | Islands or any territory or insular possession subject to the | jurisdiction of the United States. |
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| | 32.__Viatical or life settlement contract. "Viatical or life | settlement contract" means a written agreement establishing the | terms under which compensation or anything of value will be paid, | which compensation or value is less than the expected death | benefit of the insurance policy or certificate, in return for the | assignment, transfer, sale, devise or bequest of the death | benefit or ownership of any portion of an insurance policy or | certificate of insurance.__"Viatical or life settlement | contract": |
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| A.__Includes a contract for a loan or other financing | transaction secured primarily by an individual or group life | insurance policy other than a loan by a life insurance | company pursuant to the terms of the life insurance contract | or a loan secured by the cash value of a policy; |
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| B.__Includes an agreement to transfer ownership or change | the beneficiary designation of an insurance policy at a | later date regardless of the date that compensation for the | transfer or change is paid; and |
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