LD 509
pg. 27
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LR 441
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this State. If the deficiency is corrected, the stop order is void
as of the time of its issuance and no penalty may be imposed by the
administrator.

 
5.__Other federal covered securities.__Unless the
administrator provides otherwise by rule, any other federal
covered security may be offered and sold in this State in
reliance on its being a federal covered security without the
filing of a notice or the payment of a fee.

 
6.__Rulemaking.__Rules adopted pursuant to this section are
routine technical rules as defined in Title 5, chapter 375,
subchapter 2-A.

 
§16303.__Securities registration by coordination

 
1.__Registration permitted.__A security for which a
registration statement has been filed under the federal
Securities Act of 1933 in connection with the same offering may
be registered by coordination under this section.

 
2.__Required records.__A registration statement and
accompanying records under this section must contain or be
accompanied by the following records in addition to the
information specified in section 16305 and a consent to service
of process complying with section 16611:

 
A.__A copy of the latest form of prospectus filed under the
federal Securities Act of 1933;

 
B.__If requested by the administrator, a copy of the
articles of incorporation and bylaws or their substantial
equivalents currently in effect; a copy of any agreement
with or among underwriters; a copy of any indenture or other
instrument governing the issuance of the security to be
registered; and a specimen, copy or description of the
security;

 
C.__Copies of any other information or any other records
filed by the issuer under the federal Securities Act of 1933
requested by the administrator; and

 
D.__An undertaking to forward each amendment to the federal
prospectus, other than an amendment that delays the
effective date of the registration statement, promptly after
it is filed with the Securities and Exchange Commission.

 
3.__Conditions for effectiveness of registration statement.__A
registration statement under this section becomes effective


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