LD 509
pg. 31
Page 30 of 94 PUBLIC Law Chapter 65 Page 32 of 94
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LR 441
Item 1

 
if a part of the proceeds is to be used to acquire property,
including goodwill, otherwise than in the ordinary course of
business, the names and addresses of the vendors, the purchase
price, the names of any persons that have received commissions
in connection with the acquisition and the amounts of the
commissions and other expenses in connection with the
acquisition, including the cost of borrowing money to finance
the acquisition;

 
J.__A description of any stock options or other security
options outstanding, or to be created in connection with the
offering, and the amount of those options held or to be held
by each person required to be named in paragraph B, D, E, F
or H and by any person that holds or will hold 10% or more
in the aggregate of those options;

 
K.__The dates of, parties to and general effect concisely
stated of each managerial or other material contract made or
to be made otherwise than in the ordinary course of business
to be performed in whole or in part at or after the filing
of the registration statement or that was made within the
previous 2 years and a copy of the contract;

 
L.__A description of any pending litigation, action or
proceeding to which the issuer is a party and that
materially affects its business or assets and any
litigation, action or proceeding known to be contemplated by
governmental authorities;

 
M.__A copy of any prospectus, pamphlet, circular, form
letter, advertisement or other sales literature intended as
of the effective date to be used in connection with the
offering and any solicitation of interest used in compliance
with section 16202, subsection 18, paragraph B;

 
N.__A specimen or copy of the security being registered,
unless the security is uncertificated; a copy of the
issuer's articles of incorporation and bylaws or their
substantial equivalents, in effect; and a copy of any
indenture or other instrument covering the security to be
registered;

 
O.__A signed or conformed copy of an opinion of counsel
concerning the legality of the security being registered,
with an English translation if it is in a language other
than English, that states whether the security when sold
will be validly issued, fully paid and nonassessable and, if
a debt security, a binding obligation of the issuer;


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