§16409.__Withdrawal of licensing of broker-dealer, agent,

investment adviser and investment adviser representative

Withdrawal of licensing by a broker-dealer, agent, investment adviser or investment adviser representative becomes effective 60 days after the filing of the application to withdraw or within any shorter period authorized by the administrator, unless a revocation or suspension proceeding is pending when the application is filed. If a proceeding is pending, the administrator shall make a determination with respect to the withdrawal application as part of the proceeding. The administrator may institute a revocation or suspension proceeding under section 16412 within one year after the withdrawal became effective automatically and issue a revocation or suspension order as of the last date on which licensing was effective.

§16410.__Filing fees

1.__Fees established by administrator.__The administrator shall establish by rule fees in accordance with the following:

A.__A fee not to exceed $500 for an application for licensing as a broker-dealer and renewal of licensing as a broker-dealer.__If the filing results in a denial or withdrawal, the administrator shall retain the fee;

B.__A fee not to exceed $200 for an application for licensing as an agent and renewal of licensing as an agent.__ If the filing results in a denial or withdrawal, the administrator shall retain the fee;

C.__A fee not to exceed $500 for an application for licensing as an investment adviser and renewal of licensing as an investment adviser.__If the filing results in a denial or withdrawal, the administrator shall retain the fee;

D.__A fee not to exceed $200 for an application for licensing as an investment adviser representative and renewal of licensing as an investment adviser representative.__If the filing results in a denial or withdrawal, the administrator shall retain the fee;

E.__An amount not to exceed $500 for an initial fee and annual notice fee for a federal covered investment adviser