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§16204
Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 135: MAINE UNIFORM SECURITIES ACT
Subchapter 3: REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES
§16302

§16301. Securities registration requirement

It is unlawful for a person to offer or sell a security in this State unless:   [PL 2005, c. 65, Pt. A, §2 (NEW).]
1.  Federal covered security.  The security is a federal covered security;  
[PL 2005, c. 65, Pt. A, §2 (NEW).]
2.  Exempt from registration.  The security, transaction or offer is exempted from registration under sections 16201 to 16203; or  
[PL 2005, c. 65, Pt. A, §2 (NEW).]
3.  Registered.  The security is registered under this chapter.  
[PL 2005, c. 65, Pt. A, §2 (NEW).]
SECTION HISTORY
PL 2005, c. 65, §A2 (NEW).
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Office of the Revisor of Statutes · 7 State House Station · State House Room 108 · Augusta, Maine 04333-0007
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