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OR | 12b. INDIVIDUAL'S LAST NAME FIRST NAME MIDDLE NAME SUFFIX |
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| | ____________________________________________________________ |
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| 13. USE THIS SPACE FOR ADDITIONAL INFORMATION |
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| | ______________________________________ |
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| | ______________________________________ |
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| | THIS SPACE IS FOR FILING OFFICE USE ONLY |
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| FILING OFFICE COPY - NATIONAL UCC FINANCING STATEMENT AMENDMENT | ADDENDUM (FORM UCC3Ad) (REV. 07/29/98) |
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| | (3) A form that a filing office may not refuse to accept under | subsection (1) or (2) must conform to the format prescribed for | the form by the National Conference of Commissioners on Uniform | State Laws. |
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| | 2. "Safe Harbor" Written Forms. Although Section 9-520 | [Maine cite section 9-1520] limits the bases upon which the | filing office can refuse to accept records, this section provide | sample written forms that must be accepted in every filing office | in the country, as long as the filing office's rules permit it to | accept written communications. By completing one of the forms in | this section, a secured party can be certain that the filing | office is obligated to accept it. |
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| | The forms in this section are based upon national financing | statement forms that were in use under former Article 9. Those | forms were developed over an extended period and reflect the | comments and suggestions of filing officers, secured parties and | their counsel, and service companies. The formatting of those | forms and of the ones in this section has been designed to reduce | error by both filers and filing offices. |
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| | A filing office that accepts written communications may not | reject, on grounds of form or format, a filing using these forms. | Although filers are not required to use the forms, they are | encouraged and can be expected to do so, inasmuch as the forms | are well designed and avoid the risk of rejection on the basis of | form or format. As their use expands, the forms will rapidly | become familiar to both filers and filing-office |
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