LD 2245
pg. 358
Page 357 of 493 An Act to Adopt the Model Revised Article 9 Secured Transactions Page 359 of 493
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LR 1087
Item 1

 
OR12b. INDIVIDUAL'S LAST NAME FIRST NAME MIDDLE NAME SUFFIX

 
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13. USE THIS SPACE FOR ADDITIONAL INFORMATION

 
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THIS SPACE IS FOR FILING OFFICE USE ONLY

 
FILING OFFICE COPY - NATIONAL UCC FINANCING STATEMENT AMENDMENT
ADDENDUM (FORM UCC3Ad) (REV. 07/29/98)

 
(3) A form that a filing office may not refuse to accept under
subsection (1) or (2) must conform to the format prescribed for
the form by the National Conference of Commissioners on Uniform
State Laws.

 
Official Comment

 
1. Source. New.

 
2. "Safe Harbor" Written Forms. Although Section 9-520
[Maine cite section 9-1520] limits the bases upon which the
filing office can refuse to accept records, this section provide
sample written forms that must be accepted in every filing office
in the country, as long as the filing office's rules permit it to
accept written communications. By completing one of the forms in
this section, a secured party can be certain that the filing
office is obligated to accept it.

 
The forms in this section are based upon national financing
statement forms that were in use under former Article 9. Those
forms were developed over an extended period and reflect the
comments and suggestions of filing officers, secured parties and
their counsel, and service companies. The formatting of those
forms and of the ones in this section has been designed to reduce
error by both filers and filing offices.

 
A filing office that accepts written communications may not
reject, on grounds of form or format, a filing using these forms.
Although filers are not required to use the forms, they are
encouraged and can be expected to do so, inasmuch as the forms
are well designed and avoid the risk of rejection on the basis of
form or format. As their use expands, the forms will rapidly
become familiar to both filers and filing-office


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