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others who have provided a current e-mail or similar address and | | expressed an interest in receiving such notice. |
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| | | 5. Section 605(e) does not apply to staff no action or | | interpretative opinions, but does apply to rules, forms, orders, | | statements of policy or interpretations adopted by the | | administrator. |
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| | | 1. Section 16605(5). Maine has added subsection (5) | | regarding declaratory rulings, the substance of which appeared in | | the Revised Maine Securities Act but not the model Uniform | | Securities Act. |
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| | | 2. Section 16605(6): Maine has replaced the model Uniform | | Security Act's provision regarding effect of compliance, | | originally subsection (e), with a provision regarding good faith | | conformity found in the Revised Maine Securities Act. |
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| | | §16606.__Administrative files and opinions |
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| | | 1.__Public register of filings.__Subject to state record- | | keeping requirements, the administrator shall maintain, or | | designate a person to maintain, records or a register of: | | applications for registration of securities; registration | | statements; notice filings; applications for registration of | | broker-dealers, agents, investment advisers and investment | | adviser representatives; notice filings by federal covered | | investment advisers that are or have been effective under this | | chapter or the predecessor act; notices of claims of exemption | | from registration or notice filing requirements contained in a | | record; orders issued under this chapter or the predecessor act; | | and interpretative opinions or no action determinations issued | | under this chapter.__Records may be maintained in computer or | | microform format or any other form of data storage, as long as | | the records are readily accessible. |
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| | | 2.__Public availability.__The administrator shall make all | | rules, forms, interpretative opinions, advisory rulings, consent | | agreements and orders available to the public. |
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| | | 3.__Copies of public records.__The administrator shall furnish | | a copy of a record that is a public record or a certification | | that the public record does not exist to a person that so | | requests. A rule adopted under this chapter may establish a | | reasonable charge for furnishing the record, not to exceed $.50 | | per page, or for certification, not to exceed $10 per certified | | record. A copy of the record certified or a certificate by the |
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