LD 509
pg. 162
Page 161 of 183 An Act To Adopt the Maine Uniform Securities Act Page 163 of 183
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LR 441
Item 1

 
administrator of a record's nonexistence is prima facie evidence of
a record or its nonexistence.__Rules adopted pursuant to this
section are routine technical rules as defined in Title 5, chapter
375, subchapter 2-A.

 
Official Comments

 
Prior Provisions: 1956 Act Section 413; RUSA Section 709.

 
1. "Record" is defined in Section 102(25).

 
2. Compliance with a state records law will typically satisfy
the requirements of Section 606(a).

 
§16607.__Public records; confidentiality

 
1.__Presumption of public records.__Except as otherwise
provided in subsection 2, records obtained by the administrator
or filed under this chapter, including a record contained in or
filed with a registration statement, application, notice filing
or report, are public records and are available for public
examination in accordance with Title 1, chapter 13, subchapter 1.

 
2.__Nonpublic records.__The following records are not public
records and are not available for public examination under
subsection 1:

 
A.__A record obtained by the administrator in connection
with an audit or inspection under section 16411, subsection
4 or an investigation under section 16602;

 
B.__A part of a record filed in connection with a
registration statement under section 16301 and sections
16303 to 16305 or a record under section 16411, subsection 4
that contains trade secrets or confidential information if
the person filing the registration statement or report has
asserted a claim of confidentiality or privilege that is
authorized by law;

 
C.__A record that is not required to be provided to the
administrator or filed under this chapter and is provided to
the administrator only on the condition that the record will
not be subject to public examination or disclosure;

 
D.__A record received from a person specified in section
16608, subsection 1 that has been designated as confidential
by the agency furnishing the record;

 
E.__Any social security number, residential address unless used
as a business address and residential telephone number


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