| 4.__Notice of federal registration statement effectiveness.__ |
| The registrant shall promptly notify the administrator in a |
| record of the date when the federal registration statement |
| becomes effective and the content of any price amendment and |
| shall promptly file a record containing the price amendment. If |
| the notice is not timely received, the administrator may issue a |
| stop order, without prior notice or hearing, retroactively |
| denying effectiveness to the registration statement or suspending |
| its effectiveness until compliance with this section. The |
| administrator shall promptly notify the registrant of an order by |