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adopted by the administrator, notwithstanding that the rule, order | | or form may later be amended or rescinded or be determined by | | judicial or other authority to be invalid for any reason. |
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| | | 7.__Presumption for public hearings.__A hearing in an | | administrative proceeding under this chapter must be conducted in | | public unless the administrator for good cause consistent with | | this chapter determines that the hearing will not be so | | conducted. |
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| | | 8.__Rulemaking.__Rules adopted pursuant to this section are | | routine technical rules as defined in Title 5, chapter 375, | | subchapter 2-A. |
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| | | §16606.__Administrative files and opinions |
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| | | 1.__Public register of filings.__Subject to state record- | | keeping requirements, the administrator shall maintain, or | | designate a person to maintain, records or a register of: | | applications for registration of securities; registration | | statements; notice filings; applications for registration of | | broker-dealers, agents, investment advisers and investment | | adviser representatives; notice filings by federal covered | | investment advisers that are or have been effective under this | | chapter or the predecessor act; notices of claims of exemption | | from registration or notice filing requirements contained in a | | record; orders issued under this chapter or the predecessor act; | | and interpretative opinions or no action determinations issued | | under this chapter.__Records may be maintained in computer or | | microform format or any other form of data storage, as long as | | the records are readily accessible. |
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| | | 2.__Public availability.__The administrator shall make all | | rules, forms, interpretative opinions, advisory rulings, consent | | agreements and orders available to the public. |
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| | | 3.__Copies of public records.__The administrator shall furnish | | a copy of a record that is a public record or a certification | | that the public record does not exist to a person that so | | requests. A rule adopted under this chapter may establish a | | reasonable charge for furnishing the record, not to exceed $.50 | | per page, or for certification, not to exceed $10 per certified | | record. A copy of the record certified or a certificate by the | | administrator of a record's nonexistence is prima facie evidence | | of a record or its nonexistence.__Rules adopted pursuant to this | | section are routine technical rules as defined in Title 5, | | chapter 375, subchapter 2-A. |
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| | | §16607.__Public records; confidentiality |
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