| | | 1.__Presumption of public records.__Except as otherwise | | provided in subsection 2, records obtained by the administrator | | or filed under this chapter, including a record contained in or | | filed with a registration statement, application, notice filing | | or report, are public records and are available for public | | examination in accordance with Title 1, chapter 13, subchapter 1. |
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| | | 2.__Nonpublic records.__The following records are not public | | records and are not available for public examination under | | subsection 1: |
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| | | A.__A record obtained by the administrator in connection | | with an audit or inspection under section 16411, subsection | | 4 or an investigation under section 16602; |
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| | | B.__A part of a record filed in connection with a | | registration statement under section 16301 and sections | | 16303 to 16305 or a record under section 16411, subsection 4 | | that contains trade secrets or confidential information if | | the person filing the registration statement or report has | | asserted a claim of confidentiality or privilege that is | | authorized by law; |
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| | | C.__A record that is not required to be provided to the | | administrator or filed under this chapter and is provided to | | the administrator only on the condition that the record will | | not be subject to public examination or disclosure; |
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| | | D.__A record received from a person specified in section | | 16608, subsection 1 that has been designated as confidential | | by the agency furnishing the record; |
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| | | E.__Any social security number, residential address unless | | used as a business address and residential telephone number | | unless used as a business telephone number contained in a | | record that is filed; |
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| | | F.__A record obtained by the administrator through a | | designee of the administrator that, pursuant to a routine | | technical rule, as defined in Title 5, chapter 375, | | subchapter 2-A, or an order under this chapter, has been: |
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| | | (1)__Expunged from the administrator's records by the | | designee; or |
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| | | (2)__Determined to be nonpublic or nondisclosable by | | that designee if the administrator finds the | | determination to be in the public interest and for the | | protection of investors; |
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