| | | G.__Records to the extent that they relate solely to the | | administrator's internal personnel rules and practices, | | including, but not limited to, protocols, guidelines, | | manuals and memoranda of procedure for employees of the | | Office of Securities; |
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| | | H.__ Interagency or intra-agency memoranda or letters, | | including generally records that reflect discussions between | | or consideration by the administrator and employees of the | | Office of Securities of any action taken or proposed to be | | taken by the administrator or employees of the Office of | | Securities, including, but not limited to, reports, | | summaries, analyses, conclusions or other work product of | | the administrator or employees of the Office of Securities, | | except those that by law would routinely be discoverable in | | litigation; and |
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| | | I.__ Records to the extent that disclosure could reasonably | | be expected to constitute an unwarranted invasion of | | personal privacy. |
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| | | 3.__Administrator discretion to disclose.__If disclosure is | | for the purpose of a civil, administrative or criminal | | investigation, action or proceeding or to a person specified in | | section 16608, subsection 1, the administrator may disclose a | | record obtained in connection with an audit or inspection under | | section 16411, subsection 4 or a record obtained in connection | | with an investigation under section 16602.__Prior to disclosure | | to a person specified in section 16608, subsection 1, the | | administrator may require the requesting agency to certify that | | under applicable law reasonable protections exist to preserve the | | integrity, confidentiality and security of the information | | comparable to the protections existing under the laws of this | | State. |
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| | | 4.__Public disclosure for enforcement purposes.__The | | administrator may disclose to the public any information obtained | | in connection with an investigation that would otherwise be | | nonpublic information, but only if the administrator determines | | that disclosure is necessary for the protection of investors or | | the public. |
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| | | §16608.__Uniformity and cooperation with other agencies |
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| | | 1.__Objective of uniformity and cooperation.__The | | administrator may, in the administrator's discretion, cooperate, | | coordinate, consult and, subject to section 16607, share records | | and information with the securities regulator of another state, | | Canada, a Canadian province or territory, a foreign jurisdiction, | | the Securities and Exchange Commission, the United States |
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